中 關(guān) 村：獨(dú)立董事意見(jiàn)

  北京中關(guān)村科技發(fā)展（控股）股份有限公司（以下簡(jiǎn)稱(chēng)：公司）第五屆董事
會(huì)第七次會(huì)議于 2015 年 8 月 27 日召開(kāi)，我們作為獨(dú)立董事就相關(guān)議題發(fā)表獨(dú)立
意見(jiàn)如下：
     一、對(duì) 2015 年半年度利潤(rùn)分配預(yù)案的獨(dú)立意見(jiàn)
     未 經(jīng) 審 計(jì) ， 公 司 2015 年 半 年 度 實(shí) 現(xiàn) 歸 屬 于 母 公 司 所 有 者 的 凈 利 潤(rùn) 為
149,658,923.81元，根據(jù)《公司章程》第200條規(guī)定：“公司的法定公積金不足以
彌補(bǔ)以前年度虧損的，在依照前款規(guī)定提取法定公積金之前，應(yīng)當(dāng)先用當(dāng)年利潤(rùn)
彌補(bǔ)虧損。”鑒于公司2005年度、2013年度出現(xiàn)較大數(shù)額的虧損，2015年半年度未
分配利潤(rùn)用于彌補(bǔ)以前年度虧損。我們同意公司2015年半年度不進(jìn)行利潤(rùn)分配，
也不利用公積金轉(zhuǎn)增股本。

     二、關(guān)于控股股東及其他關(guān)聯(lián)方占用公司資金情況的意見(jiàn)
     根據(jù)中國(guó)證券監(jiān)督管理委員會(huì)、國(guó)務(wù)院國(guó)有資產(chǎn)監(jiān)督管理委員會(huì)《關(guān)于規(guī)范
上市公司與關(guān)聯(lián)方資金往來(lái)及上市公司對(duì)外擔(dān)保若干問(wèn)題的通知》（證監(jiān)發(fā)
[2003]56 號(hào)文）的有關(guān)要求，經(jīng)認(rèn)真審核，現(xiàn)就公司報(bào)告期關(guān)聯(lián)方資金占用情況
發(fā)表專(zhuān)項(xiàng)說(shuō)明和獨(dú)立意見(jiàn)如下：截止 2015 年 6 月 30 日，公司不存在控股股東及
其他關(guān)聯(lián)方非經(jīng)營(yíng)性占用公司資金的情形。

     三、關(guān)于公司累計(jì)和當(dāng)期對(duì)外擔(dān)保情況的專(zhuān)項(xiàng)說(shuō)明和獨(dú)立意見(jiàn)
     根據(jù)中國(guó)證監(jiān)會(huì)、中國(guó)銀監(jiān)會(huì)證監(jiān)發(fā)[2005]120 號(hào)文《規(guī)范上市公司對(duì)外擔(dān)保
行為的通知》（以下簡(jiǎn)稱(chēng)：《通知》），我們對(duì)公司對(duì)外擔(dān)保情況進(jìn)行了認(rèn)真核查。
    每筆擔(dān)保的主要情況：
                                                                                                          單位：萬(wàn)元
                                  公司對(duì)外擔(dān)保情況（不包括對(duì)子公司的擔(dān)保）
                     擔(dān)保額度                                                                                 是否為
                                   擔(dān)保額 實(shí)際發(fā)生日期 實(shí)際擔(dān)保                                      是否履
   擔(dān)保對(duì)象名稱(chēng)      相關(guān)公告                                               擔(dān)保類(lèi)型     擔(dān)保期               關(guān)聯(lián)方
                                     度      （協(xié)議簽署日）     金額                                 行完畢
                     披露日期                                                                                  擔(dān)保
北京國(guó)信華電物資貿(mào) 2003 年 04                2002 年 04 月 29               連帶責(zé)任 2002 年 11 月
                                      995                            995                             否       否
易公司               月 24 日                日                             保證       30 日
                     2001 年 05              2001 年 08 月 23               連帶責(zé)任 2002 年 08 月
福州華電房地產(chǎn)公司                   1,500                          1,500                            否       否
                     月 18 日                日                             保證       23 日
中關(guān)村科技貿(mào)易中心
                     2002 年 10              2011 年 01 月 01               連帶責(zé)任
商品房、藍(lán)籌名座、                  150.71                      150.71                 階段          否       否
                     月 10 日                日                             保證
藍(lán)籌名居承購(gòu)人
藍(lán)籌名座商品房承購(gòu) 2002 年 02         307 2011 年 01 月 01           307 連帶責(zé)任 階段               否       否



                                                          第 1 頁(yè)
獨(dú)立董事意見(jiàn)                                                                                        共   3 頁(yè)

人                   月 02 日            日                             保證
哈爾濱中關(guān)國(guó)際項(xiàng)目              4,324.5 2011 年 01 月 01                連帶責(zé)任
                                                             4,324.55              階段            否       否
商品房承購(gòu)人                           5日                              保證
哈爾濱中關(guān)國(guó)際項(xiàng)目                       2011 年 01 月 01               連帶責(zé)任
                                   548                           548               階段            否       否
商品房承購(gòu)人                             日                             保證
哈爾濱中關(guān)國(guó)際項(xiàng)目              5,279.1 2011 年 01 月 01                連帶責(zé)任
                                                             5,279.11              階段            否       否
商品房承購(gòu)人                           1日                              保證
哈爾濱中關(guān)國(guó)際項(xiàng)目              1,938.5 2011 年 10 月 11                連帶責(zé)任
                                                             1,938.58              階段            否       否
商品房承購(gòu)人                           8日                              保證
哈爾濱中關(guān)國(guó)際項(xiàng)目                       2013 年 09 月 18               連帶責(zé)任
                                299.58                         299.58              階段            否       否
商品房承購(gòu)人                             日                             保證
北京中關(guān)村開(kāi)發(fā)建設(shè) 2015 年 01            2014 年 12 月 29               連帶責(zé)任 2015 年 12 月
                                 9,400                          9,000                              否       否
股份有限公司         月 08 日            日                             保證;抵押 28 日
北京中關(guān)村開(kāi)發(fā)建設(shè) 2015 年 01            2015 年 01 月 14                          2017 年 01 月
                                 5,000                          5,000 抵押                         否       否
股份有限公司         月 08 日            日                                        28 日
報(bào)告期內(nèi)審批的對(duì)外擔(dān)保額度合                                報(bào)告期內(nèi)對(duì)外擔(dān)保實(shí)
                                                   5,000                                                         5,000
計(jì)（A1）                                                    際發(fā)生額合計(jì)（A2）
報(bào)告期末已審批的對(duì)外擔(dān)保額度                                報(bào)告期末實(shí)際對(duì)外擔(dān)
                                               29,742.53                                                    29,342.53
合計(jì)（A3）                                                  保余額合計(jì)（A4）
                                         公司與子公司之間擔(dān)保情況
                     擔(dān)保額度                                                                                是否為
                                擔(dān)保額 實(shí)際發(fā)生日期 實(shí)際擔(dān)保                                       是否履
     擔(dān)保對(duì)象名稱(chēng)    相關(guān)公告                                           擔(dān)保類(lèi)型      擔(dān)保期                 關(guān)聯(lián)方
                                  度     （協(xié)議簽署日）       金額                                 行完畢
                     披露日期                                                                                 擔(dān)保
北京中關(guān)村四環(huán)醫(yī)藥 2012 年 11            2012 年 11 月 02               連帶責(zé)任 2015 年 11 月
                                15,000                          5,670                              否       否
開(kāi)發(fā)有限責(zé)任公司     月 13 日            日                             保證       02 日
北京華素制藥股份有 2014 年 08            2014 年 08 月 13                          2015 年 8 月
                                 5,700                          4,600 抵押                         否       否
限公司               月 30 日            日                                        13 日
                                                            報(bào)告期內(nèi)對(duì)子公司擔(dān)
報(bào)告期內(nèi)審批對(duì)子公司擔(dān)保額度
                                                       0 保實(shí)際發(fā)生額合計(jì)                                            0
合計(jì)（B1）
                                                            （B2）
                                                            報(bào)告期末對(duì)子公司實(shí)
報(bào)告期末已審批的對(duì)子公司擔(dān)保
                                                  20,700 際擔(dān)保余額合計(jì)                                       10,270
額度合計(jì)（B3）
                                                            （B4）
                                         子公司對(duì)子公司的擔(dān)保情況
                     擔(dān)保額度                                                                                是否為
                                擔(dān)保額 實(shí)際發(fā)生日期 實(shí)際擔(dān)保                                       是否履
     擔(dān)保對(duì)象名稱(chēng)    相關(guān)公告                                           擔(dān)保類(lèi)型      擔(dān)保期                 關(guān)聯(lián)方
                                  度     （協(xié)議簽署日）       金額                                 行完畢
                     披露日期                                                                                 擔(dān)保
北京華素制藥股份有 2014 年 09            2014 年 10 月 31               連帶責(zé)任 2018 年 4 月
                                15,000                         14,000                              否       否
限公司               月 23 日            日                             保證;抵押 30 日
                                                            報(bào)告期內(nèi)對(duì)子公司擔(dān)
報(bào)告期內(nèi)審批對(duì)子公司擔(dān)保額度
                                                       0 保實(shí)際發(fā)生額合計(jì)                                            0
合計(jì)（C1）
                                                            （C2）
報(bào)告期末已審批的對(duì)子公司擔(dān)保                                報(bào)告期末對(duì)子公司實(shí)
                                                  15,000                                                      14,000
額度合計(jì)（C3）                                              際擔(dān)保余額合計(jì)


                                                      第 2 頁(yè)
 獨(dú)立董事意見(jiàn)                                                                     共   3 頁(yè)

                                                      （C4）
公司擔(dān)�？傤~（即前三大項(xiàng)的合計(jì)）
                                                      報(bào)告期內(nèi)擔(dān)保實(shí)際發(fā)
報(bào)告期內(nèi)審批擔(dān)保額度合計(jì)
                                             5,000 生額合計(jì)                                5,000
（A1+B1+C1）
                                                      （A2+B2+C2）
報(bào)告期末已審批的擔(dān)保額度合計(jì)                          報(bào)告期末實(shí)際擔(dān)保余
                                          65,442.53                                    53,612.53
（A3+B3+C3）                                          額合計(jì)（A4+B4+C4）
實(shí)際擔(dān)�？傤~（即 A4+B4+C4）占公司凈資產(chǎn)的比例                                            68.90%
其中：
為股東、實(shí)際控制人及其關(guān)聯(lián)方提供擔(dān)保的金額（D）                                             0.00
直接或間接為資產(chǎn)負(fù)債率超過(guò) 70%的被擔(dān)保對(duì)象提供的債
                                                                                       16,495.00
務(wù)擔(dān)保金額（E）
擔(dān)�？傤~超過(guò)凈資產(chǎn) 50%部分的金額（F）                                                  14,705.75
上述三項(xiàng)擔(dān)保金額合計(jì)（D+E+F）                                                          31,200.75
未到期擔(dān)�？赡艹袚�(dān)連帶清償責(zé)任說(shuō)明（如有）            無(wú)
違反規(guī)定程序?qū)ν馓峁��?dān)保的說(shuō)明（如有）                無(wú)

     截止2015年6月30日，本公司對(duì)外擔(dān)保余額（不含為合并報(bào)表范圍內(nèi)的公司提
供的擔(dān)保）29,342.53萬(wàn)元，占公司最近一期未經(jīng)審計(jì)的歸屬于母公司凈資產(chǎn)的
37.71%；對(duì)外擔(dān)保余額（含為合并報(bào)表范圍內(nèi)的公司提供的擔(dān)保）53,612.53萬(wàn)元，
占公司最近一期未經(jīng)審計(jì)的歸屬于母公司凈資產(chǎn)的68.90%。
     截止2014年6月30日，擔(dān)保余額與2014年12月31日相比減少23,079.35萬(wàn)元，
主要包括：本公司對(duì)外擔(dān)保減少13,079.35萬(wàn)元（其中：本公司及子公司對(duì)房地產(chǎn)
開(kāi) 發(fā) 項(xiàng) 目 按 揭 貸 款 階 段 性 擔(dān) 保 減 少 79.35 萬(wàn) 元 ）； 本 公 司 對(duì) 子 公 司 擔(dān) 保 減 少
10,000.00萬(wàn)元。公司對(duì)外擔(dān)保事項(xiàng)全部按照法律法規(guī)、公司章程和其他制度規(guī)定
履行了必要的審議程序。
     2011年3月31日，經(jīng)公司第四屆董事會(huì)2011年度第三次臨時(shí)會(huì)議審議通過(guò)《對(duì)
外擔(dān)保管理辦法》，建立了完善的對(duì)外擔(dān)保風(fēng)險(xiǎn)控制制度。
     在定期報(bào)告和臨時(shí)公告中，公司充分披露了對(duì)外擔(dān)保的擔(dān)保金額、擔(dān)保類(lèi)型
等詳細(xì)情況和存在的風(fēng)險(xiǎn)。
     對(duì)北京國(guó)信華電物資貿(mào)易公司、福州華電房地產(chǎn)公司，本公司已就因被擔(dān)保
方違約可能承擔(dān)的擔(dān)保責(zé)任全額計(jì)提了預(yù)計(jì)負(fù)債。
     鑒于公司對(duì)外擔(dān)�？傤~超過(guò)《通知》規(guī)定的最近一期經(jīng)審計(jì)凈資產(chǎn)的50%，故
此今后上市公司任何一筆擔(dān)保均需提交股東大會(huì)審批。

     獨(dú)立董事簽字：廖家河、許軍利、郭光

                                                                   二 O 一五年八月二十七日